Enforcement/asicCWLTH

Registration Prohibition Order Against Former Ugc Financial Adviser Stephen Rogers Increased To Three Years Following Review

media release1 Jan 2026

Facts

ASIC media release 26-095: Mr Registration Prohibition Order Against Former Ugc Financial Adviser Stephen Rogers Increased To Three Years Following Review. Sourced from ASIC newsroom — see source URL for the full release.

Outcome

See ASIC media release 26-095 for outcome.

Read the source

https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-095mr-registration-prohibition-order-against-former-ugc-financial-adviser-stephen-rogers-increased-to-three-years-following-review/

Rules Mate links to the regulator's own publication. We do not republish full decision text. Always verify the latest status against the source before acting.