INFO 265

Reports of suspicious activity in FICC markets

This is Information Sheet 265 (INFO 265). It gives guidance to market intermediaries about reporting suspicious activity in FICC markets (FICC SARs) and how these reports can be lodged with ASIC.

Source: https://www.asic.gov.au/regulatory-resources/markets/report-suspicious-activity/reports-of-suspicious-activity-in-ficc-markets/. Rules Mate indexes + summarises; always verify against the regulator's live publication.