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INFO 289

Resignation and removal of auditors of retail CCIV financial reports and compliance plans

This is Information Sheet 289 (INFO 289). It is for auditors of retail corporate collective investment vehicles (retail CCIVs) financial reports and compliance plans who wish to resign.

In plain English

INFO 289 explains how auditors of retail CCIV financial reports and compliance plans can resign.

INFO 289 is for auditors of retail corporate collective investment vehicles (retail CCIVs). It outlines the process for resigning. It also covers removal of auditors. ASIC published this guidance. It helps auditors meet their obligations.

Why it matters

If your business is a retail CCIV, ensure your auditor follows this guidance when resigning. This maintains compliance and avoids potential issues with ASIC.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-and-removal-of-auditors-of-retail-cciv-financial-reports-and-compliance-plans/. Rules Mate indexes + summarises; always verify against the regulator's live publication.