RG 181
Licensing: Managing conflicts of interest
Conflicts management framework requirements for AFSL holders.
In plain English
RG 181 explains how Australian Financial Services Licence (AFSL) holders must manage conflicts of interest.
RG 181 applies to AFSL holders. It outlines requirements for a conflicts management framework. This includes identifying, managing, and monitoring conflicts. The guide was last revised in December 2023. It helps ensure clients receive unbiased advice.
Why it matters
If you're an AFSL holder, you must have a documented system to manage conflicts. This protects clients and demonstrates responsible business practices. Failing to do so can impact your licence.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-181-licensing-managing-conflicts-of-interest/. Rules Mate indexes + summarises; always verify against the regulator's live publication.