RG 212

Client money relating to dealing in OTC derivatives

Issued 4 April 2018. This is a guide for Australian financial services (AFS) licensees who are required to hold client money and for investors who pay money to an AFS licensee for the purpose of trading in derivatives in the over-the-counter (OTC) market.

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-212-client-money-relating-to-dealing-in-otc-derivatives/. Rules Mate indexes + summarises; always verify against the regulator's live publication.