RG 227
Over-the-counter contracts for difference: Improving disclosure for retail investors
Issued 12 August 2011. This guide is for those involved with the issue, sale or advertising of over-the-counter contracts for difference (OTC CFDs), margin forex and similar products to retail investors.
In plain English
This guide explains how to improve disclosure when offering over-the-counter contracts for difference and similar products to retail investors.
RG 227 applies to businesses issuing, selling, or advertising OTC CFDs, margin forex, and similar products. It was issued on 12 August 2011. The guide focuses on improving disclosure to retail investors. It outlines requirements for clear and understandable information. Businesses must ensure investors understand the risks involved.
Why it matters
If your business offers CFDs or similar products, this guide helps you meet your disclosure obligations. Clear communication builds trust and reduces the risk of complaints or regulatory action. It's important to review and update your practices regularly.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-227-over-the-counter-contracts-for-difference-improving-disclosure-for-retail-investors/. Rules Mate indexes + summarises; always verify against the regulator's live publication.