RG 36

Licensing: Financial product advice and dealing

Issued June 2016. This guide is for persons who provide financial product advice or deal in a financial product as defined in the Corporations Act 2001 (Corporations Act) and their professional advisers (such as lawyers).

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-36-licensing-financial-product-advice-and-dealing/. Rules Mate indexes + summarises; always verify against the regulator's live publication.