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NSW + VIC solicitor trust account requirements

Solicitors holding client trust money face strict trust account + audit requirements.

criticalcurrentannualCriminal liability

Who must comply

Solicitors holding trust accounts in NSW + Vic.

What triggers it

Holding client money.

When due

Continuous; annual external examination.

Evidence required

Trust account records; bank statements; external examiner's report; LSC notifications for breaches.

Max penalty

Suspension / cancellation of practising certificate; criminal for misappropriation

Summary

Legal Profession Uniform Law (NSW + Vic) sets trust account rules — written instructions, trust account ledger, audit, deposit + withdrawal rules, monthly bank reconciliation, annual external examination.

Enforced by

Industries

Topics

legal-professiontrust-account

Related obligations

Frequently asked questions

Who must comply with NSW + VIC solicitor trust account requirements?
Solicitors holding trust accounts in NSW + Vic.
What triggers NSW + VIC solicitor trust account requirements?
Holding client money.
When is NSW + VIC solicitor trust account requirements due?
Continuous; annual external examination.
What is the maximum penalty for NSW + VIC solicitor trust account requirements?
Suspension / cancellation of practising certificate; criminal for misappropriation
What evidence is required for NSW + VIC solicitor trust account requirements?
Trust account records; bank statements; external examiner's report; LSC notifications for breaches.

Source: https://lawsociety.com.au. Rules Mate is not a law firm. Always verify against the live regulator source before acting.