Lodge an annual SMSF audit before lodging the SMSF Annual Return

Self-managed super funds must be audited by an ASIC-registered auditor each year.

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Who must comply

SMSF trustees.

What triggers it

Operating an SMSF.

When due

Annual — before lodging the SMSF Annual Return (typically by 28 February or 15 May, depending on tax agent arrangements).

Evidence required

Auditor's report (financial + compliance), audit working papers, ACR if contraventions identified.

Max penalty

ATO penalties (admin penalties + non-compliance tax); risk of fund becoming non-complying (loss of concessional tax rate)

Summary

Section 35C of the SIS Act requires SMSFs to be audited annually by an approved SMSF auditor (ASIC-registered, independent). The audit covers financial and compliance components. Auditor must report contraventions to the ATO via an Auditor/Actuary Contravention Report (ACR).

Enforced by

Source legislation

Entity types

smsf

Topics

supersmsfaudit

Source: https://ato.gov.au/individuals-and-families/super-for-individuals-and-families/self-managed-super-funds-smsf/administering-and-reporting/smsf-auditors. Rules Mate is not a law firm. Always verify against the live regulator source before acting.