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Petra Capital fined for regulatory data reporting failures

26-015MR

infringement4 Feb 2026Penalty $205K

Respondent

Petra Capital Pty Ltd

Facts

Sydney-based stockbroking firm Petra Capital Pty Ltd (Petra Capital) has been fined $205,350 by the Markets Disciplinary Panel (MDP) for misreporting regulatory data on more than 3,600 occasions.

Outcome

Markets Disciplinary Panel penalty of $205,350 — Petra Capital Pty Ltd, for misreporting client reference regulatory data on 3,632 occasions in breach of the market integrity rules, following an ASIC investigation (2026-02-04). See the ASIC source for the full terms.

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Read the source

https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-015mr-petra-capital-fined-for-regulatory-data-reporting-failures

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