ASIC cancels AFS licence of Capital Guard for fake bond sale and other dishonest conduct

26-141MR

licence action2 July 2026

Respondent

Capital Guard AU Pty Ltd

Facts

ASIC has cancelled the Australian Financial Services (AFS) licence of Capital Guard AU Pty Ltd (Capital Guard) after finding that it had engaged in dishonest conduct including the selling of a fake bond and providing false documents to its auditor.

Outcome

ASIC licence/registration action — Capital Guard AU Pty Ltd (2026-07-02). See the ASIC source for the full terms.

What does this action mean for your compliance program?Hand this question to the Rules Mate AI advisor — it is already written for you. Cited answers from the live obligation, regulator and enforcement corpus.Ask the AI advisor

Read the source

https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-141mr-asic-cancels-afs-licence-of-capital-guard-for-fake-bond-sale-and-other-dishonest-conduct

Rules Mate links to the regulator's own publication. We do not republish full decision text. Always verify the latest status against the source before acting.