Enforcement/asicCWLTH

ASIC v AMP (mortgage broker BID)

civil penalty21 Aug 2024Penalty $4.00M

Respondent

AMP Capital Investors Ltd

Facts

AMP admitted Best Interests Duty failures.

Outcome

$4M penalty + remediation.

Read the source

https://asic.gov.au/about-asic/news-centre/find-a-media-release/

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