Enforcement/asicCWLTH

ASIC v ANZ Banking Group (continuous disclosure)

civil penalty19 Dec 2024Penalty $500.00M

Respondent

Australia and New Zealand Banking Group Limited

Facts

ANZ admitted to continuous disclosure contraventions in connection with a 2015 institutional share placement, including failure to disclose that a substantial parcel of the placement was acquired by the underwriters.

Outcome

Federal Court approved a $500,000 penalty per breach with cumulative penalties of $50 million.

Read the source

https://asic.gov.au/about-asic/news-centre/find-a-media-release/

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