Enforcement/asicCWLTH

ASIC v RI Advice (cyber security)

civil penalty5 May 2022Penalty $750K

Respondent

RI Advice Group Pty Ltd

Facts

RI Advice failed to have adequate cyber security risk management systems across its authorised representative network despite multiple incidents.

Outcome

Federal Court found breach of s 912A and ordered $750K costs + remediation orders — Australia's first cyber security AFSL ruling.

Read the source

https://asic.gov.au/about-asic/news-centre/find-a-media-release/22-104mr-federal-court-finds-ri-advice-failed-to-adequately-manage-cyber-security-risks/

Rules Mate links to the regulator's own publication. We do not republish full decision text. Always verify the latest status against the source before acting.