INFO 138
Credit annual compliance certificate: Statement of personal information template
This is Information Sheet 138 (INFO 138). As part of your annual compliance certificate, you must include a statement of personal information for any person who has become a fit and proper person of the licensee in the 12 month period before the annual compliance date.
In plain English
INFO 138 explains how to include a personal information statement in your annual compliance certificate.
This guidance, INFO 138, from ASIC applies to credit licensees. It details the requirements for a statement of personal information. This statement must be included in your annual compliance certificate. It covers individuals who became a fit and proper person in the 12 months before the certificate’s due date. The guidance does not specify a commencement or revision date.
Why it matters
Ensure your annual compliance certificate is complete. This includes the required personal information statement. Failing to do so could impact your credit licence’s ongoing compliance.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/annual-compliance-certificates-for-credit-licensees/credit-annual-compliance-certificate-statement-of-personal-information-template/. Rules Mate indexes + summarises; always verify against the regulator's live publication.