INFO 141
Dealing and providing custodial or depository service as secondary service
This is Information Sheet 141 (INFO 141). It is for Australian financial services (AFS) licensees and their representatives who deal in financial products and provide custodial or depository services as a secondary service.
In plain English
INFO 141 explains rules for AFS licensees who deal in financial products and offer custodial or depository services.
INFO 141 is for Australian financial services (AFS) licensees and their representatives. It covers dealing in financial products and providing custodial or depository services as a secondary service. The guidance helps licensees understand their obligations. It does not state a commencement or revision date.
Why it matters
If your business offers custodial or depository services alongside other financial products, this guidance clarifies your responsibilities to ASIC. Ensure your practices align with the requirements to maintain compliance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/dealing-and-providing-custodial-or-depository-service-as-secondary-service/. Rules Mate indexes + summarises; always verify against the regulator's live publication.