INFO 141

Dealing and providing custodial or depository service as secondary service

This is Information Sheet 141 (INFO 141). It is for Australian financial services (AFS) licensees and their representatives who deal in financial products and provide custodial or depository services as a secondary service.

Source: https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/dealing-and-providing-custodial-or-depository-service-as-secondary-service/. Rules Mate indexes + summarises; always verify against the regulator's live publication.