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INFO 145

ASIC’s compulsory information-gathering powers

This is Information Sheet 145 (INFO 145). It provides general information on our compulsory information-gathering powers.

In plain English

INFO 145 explains ASIC’s powers to request information during investigations. It provides general guidance.

INFO 145 applies to all entities ASIC regulates. This includes companies, financial services licensees, and credit providers. It outlines ASIC’s ability to request documents and information. ASIC may use these powers to investigate potential breaches of law. This information sheet is for general guidance only and does not have a revision date.

Why it matters

If ASIC investigates your business, be prepared to provide information. Understand ASIC’s powers to avoid misunderstandings and ensure cooperation during inquiries. This can impact directors and officers.

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Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/about-asic/asic-investigations-and-enforcement/asic-s-compulsory-information-gathering-powers/. Rules Mate indexes + summarises; always verify against the regulator's live publication.