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INFO 151

ASIC’s approach to enforcement

This is Information Sheet 151 (INFO 151). This information sheet is for:.

In plain English

INFO 151 explains ASIC’s enforcement approach, outlining how they identify, assess, and respond to breaches of company law.

INFO 151 is for directors, officers, and those involved in corporate governance. It details ASIC’s process for investigating and enforcing breaches. ASIC considers factors like seriousness, history, and cooperation. This information sheet aims to provide transparency about ASIC’s actions. It was last updated in November 2023.

Why it matters

Understanding ASIC’s enforcement approach helps businesses proactively manage compliance. It highlights the importance of good governance and cooperation with ASIC investigations. This can reduce potential risks and reputational damage.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/about-asic/asic-investigations-and-enforcement/asic-s-approach-to-enforcement/. Rules Mate indexes + summarises; always verify against the regulator's live publication.