INFO 153
How ASIC deals with reports of misconduct
This is Information Sheet 153 (INFO 153). ASIC welcomes reports or tip-offs about misconduct under the laws we administer.
In plain English
ASIC INFO 153 explains how ASIC handles reports of misconduct related to financial services and corporate law.
INFO 153 applies to anyone who can report potential misconduct. It outlines ASIC’s process for receiving and assessing reports. ASIC encourages reporting of breaches of laws it administers. This information sheet does not state a commencement or revision date.
Why it matters
If you suspect financial misconduct, this guide explains how to report it to ASIC. Understanding this process can help businesses fulfil their obligations and protect consumers.
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Source: https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/how-asic-deals-with-reports-of-misconduct/. Rules Mate indexes + summarises; always verify against the regulator's live publication.