INFO 172
Cooperating with ASIC
This is Information Sheet 172 (INFO 172). It explains the benefits of cooperating with our investigations, and the factors we take into account when assessing cooperation.
In plain English
INFO 172 explains how cooperating with ASIC investigations can benefit companies and the factors ASIC considers.
INFO 172 applies to anyone ASIC investigates. It outlines the advantages of cooperation during investigations. ASIC considers factors like timeliness, completeness, and candour when assessing cooperation. This information sheet aims to promote transparency and assist businesses.
Why it matters
Cooperating with ASIC investigations can positively influence outcomes. Understanding ASIC's assessment factors helps businesses manage risk and demonstrate a commitment to compliance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
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Source: https://www.asic.gov.au/about-asic/asic-investigations-and-enforcement/cooperating-with-asic/. Rules Mate indexes + summarises; always verify against the regulator's live publication.