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INFO 217

Licensing relief for low volume financial markets

This is Information Sheet 217 (INFO 217). It answers the following questions:.

In plain English

INFO 217 explains licensing relief for businesses running low-volume financial markets in Australia.

INFO 217 addresses questions about licensing relief. It applies to businesses operating low-volume financial markets. These businesses may be eligible for relief from certain licensing obligations. ASIC provides guidance on how to apply for this relief. This information sheet was last updated in December 2023.

Why it matters

If your business runs a small financial market, this guidance could reduce your regulatory burden. Understand the requirements to potentially avoid unnecessary licensing costs and complexity.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/exempt-markets/licensing-relief-for-low-volume-financial-markets/. Rules Mate indexes + summarises; always verify against the regulator's live publication.