INFO 228

Limited AFS licensees: Advice conduct and disclosure obligations

This is Information Sheet 228 (INFO 228). It sets out the conduct and disclosure obligations that apply to a limited Australian financial services (AFS) licensee and, in some cases, a representative of a limited AFS licensee when providing advice to retail clients.

Source: https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/limited-afs-licensees-advice-conduct-and-disclosure-obligations/. Rules Mate indexes + summarises; always verify against the regulator's live publication.