INFO 229

Limited AFS licensees: Complying with your licensing obligations

This is Information Sheet 229 (INFO 229). It sets out the licensing obligations that apply to limited AFS licensees.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/limited-afs-licensees-complying-with-your-licensing-obligations/. Rules Mate indexes + summarises; always verify against the regulator's live publication.