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INFO 259

Complying with the notify, investigate and remediate obligations

This is Information Sheet 259 (INFO 259). It is for:.

In plain English

INFO 259 explains how AFSLs and credit licensees must notify, investigate, and remediate reportable situations.

INFO 259 is for Australian Financial Services Licence (AFSL) holders and credit licensees. It details obligations to notify ASIC, investigate reportable situations, and remediate any loss or damage. This guidance helps businesses meet their regulatory requirements. It was last updated in December 2023.

Why it matters

This guidance helps businesses identify and fix issues that harm customers. It ensures compliance with reporting obligations and reduces potential risks. Failing to follow these steps can impact your license.

afslaclbreach-reportingconsumer-protectionfinancial-advicecreditcomplaintsconduct

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/complying-with-the-notify-investigate-and-remediate-obligations/. Rules Mate indexes + summarises; always verify against the regulator's live publication.