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INFO 277

Registration of relevant providers: Guidance on making declarations

This is Information Sheet 277 (INFO 277). It provides guidance for Australian financial services (AFS) licensees on submitting an application for registration with ASIC, and the declarations they are required to make when applying to register their relevant providers with ASIC.

In plain English

INFO 277 guides AFS licensees on registering their relevant providers with ASIC and the declarations they must make.

INFO 277 provides guidance for Australian Financial Services (AFS) licensees. It explains how to apply to register relevant providers with ASIC. It also details the declarations licensees must make during the application process. This guidance helps ensure compliance with registration requirements. It is available on the ASIC website.

Why it matters

AFS licensees must register their relevant providers. This guidance clarifies the process and declarations needed. Failing to follow these requirements could impact your ability to provide financial services.

afslfinancial-adviceconsumer-protectiongovernance

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registration-of-relevant-providers-guidance-on-making-declarations/. Rules Mate indexes + summarises; always verify against the regulator's live publication.