INFO 277
Registration of relevant providers: Guidance on making declarations
This is Information Sheet 277 (INFO 277). It provides guidance for Australian financial services (AFS) licensees on submitting an application for registration with ASIC, and the declarations they are required to make when applying to register their relevant providers with ASIC.
In plain English
INFO 277 guides AFS licensees on registering their relevant providers with ASIC and the declarations they must make.
INFO 277 provides guidance for Australian Financial Services (AFS) licensees. It explains how to apply to register relevant providers with ASIC. It also details the declarations licensees must make during the application process. This guidance helps ensure compliance with registration requirements. It is available on the ASIC website.
Why it matters
AFS licensees must register their relevant providers. This guidance clarifies the process and declarations needed. Failing to follow these requirements could impact your ability to provide financial services.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registration-of-relevant-providers-guidance-on-making-declarations/. Rules Mate indexes + summarises; always verify against the regulator's live publication.