INFO 283

Supervising your representatives’ business communications

This is Information Sheet 283 (INFO 283). It provides guidance for market intermediaries, including investment banks and participants of exchange and over-the-counter (OTC) markets, on appropriate supervision of their representatives’ business communications to prevent, detect and address misconduct and contraventions

Source: https://www.asic.gov.au/regulatory-resources/markets/market-supervision/supervising-your-representatives-business-communications/. Rules Mate indexes + summarises; always verify against the regulator's live publication.