INFO 283
Supervising your representatives’ business communications
This is Information Sheet 283 (INFO 283). It provides guidance for market intermediaries, including investment banks and participants of exchange and over-the-counter (OTC) markets, on appropriate supervision of their representatives’ business communications to prevent, detect and address misconduct and contraventions
In plain English
INFO 283 guides market intermediaries to supervise representative communications, preventing misconduct and breaches.
INFO 283 applies to market intermediaries, including investment banks and OTC market participants. It provides guidance on supervising representatives’ business communications. This helps prevent, detect, and address misconduct and contraventions. The guidance does not specify a commencement or revision date.
Why it matters
If your business involves market communications, this guidance helps ensure responsible practices. It supports a culture of compliance and reduces the risk of regulatory issues. Consider how you oversee representative communications.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/markets/market-supervision/supervising-your-representatives-business-communications/. Rules Mate indexes + summarises; always verify against the regulator's live publication.