Rules Mate

RG 146

Training of financial product advisers

Minimum education + training standards for retail product advisers.

In plain English

This guide sets minimum education and training standards for financial advisers.

RG 146 applies to businesses holding an Australian Financial Services Licence (AFSL) that provide personal financial advice. It outlines requirements for training programs and adviser qualifications. The guide covers content, assessment, and delivery. It was last updated in December 2023.

Why it matters

Financial advisers must meet education and training standards. Businesses with AFSLs need to ensure their training programs comply with ASIC’s requirements to avoid potential issues.

afslaclconsumer-protectionfinancial-advicegovernanceconduct

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-146-licensing-training-of-financial-product-advisers/. Rules Mate indexes + summarises; always verify against the regulator's live publication.