Rules Mate

RG 1

Applying for and varying an AFS licence

Issued 16 June 2025. This guide is for applicants applying for an AFS licence or to vary their licence.

In plain English

This guide explains how to apply for, or change, an Australian Financial Services (AFS) licence.

RG 1 applies to businesses seeking or modifying an AFS licence. It outlines the application process and requirements for variations. ASIC issued this guide on 16 June 2025. It details what ASIC assesses when granting or changing a licence. Businesses must read this guide to understand their obligations.

Why it matters

If your business provides financial services, you likely need an AFS licence. This guide helps you meet ASIC's requirements and avoid potential issues with your application or licence.

afslaclfinancial-advicegovernanceconsumer-protectionadvertising

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-1-applying-for-and-varying-an-afs-licence/. Rules Mate indexes + summarises; always verify against the regulator's live publication.