RG 105

AFS licensing: Organisational competence

Issued 23 June 2022. This is a guide for Australian financial services (AFS) licensees and AFS licence applicants.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-105-afs-licensing-organisational-competence/. Rules Mate indexes + summarises; always verify against the regulator's live publication.