RG 117
Commentary on compliance plans: Financial asset schemes (withdrawn)
This regulatory guide has been withdrawn. See now RG 132 Compliance and oversight.
In plain English
This guidance, now withdrawn, previously explained ASIC's expectations for compliance plans for financial asset schemes.
RG 117 has been withdrawn. It previously provided commentary on compliance plans for financial asset schemes. Refer to RG 132, Compliance and oversight, for current guidance. This guide no longer applies.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-117-commentary-on-compliance-plans-financial-asset-schemes-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.