Rules Mate

RG 128

Collective action by investors

Issued 14 January 1998. Updated 23 June 2015.

In plain English

This guide explains how investors can work together to influence company decisions.

RG 128 applies to anyone facilitating collective action by investors. It outlines requirements for disclosure and ensuring actions are in investors' best interests. It was issued in 1998 and last updated in June 2015. It clarifies ASIC's views on collective action.

Why it matters

If your business helps investors collaborate, understand your obligations. This guide helps ensure you act fairly and transparently, avoiding potential regulatory issues.

governancefinancial-adviceconsumer-protectionfundraising

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-128-collective-action-by-investors/. Rules Mate indexes + summarises; always verify against the regulator's live publication.