RG 129
Business introduction or matching services
Issued 30 September 2022. This guide sets out ASIC’s guidance on the regulation of business introduction or matching services that involve the offer of, or invitation to subscribe for or buy, interests in managed investment schemes.
In plain English
This guide explains how ASIC regulates businesses that connect clients with managed investment schemes.
RG 129 applies to businesses offering or arranging managed investment schemes. It clarifies ASIC’s regulatory approach to these services. The guide was issued on 30 September 2022. It helps businesses understand their obligations when introducing clients to investment opportunities.
Why it matters
If your business connects clients with managed investments, understand this guide. It ensures you comply with ASIC’s expectations and avoid potential regulatory issues. Review your processes to align with RG 129’s guidance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-129-business-introduction-or-matching-services/. Rules Mate indexes + summarises; always verify against the regulator's live publication.