Rules Mate

RG 148

Platforms that are managed investment schemes and nominee and custody services

Issued 19 February 2024. This guide is for:.

In plain English

This guide explains rules for platforms offering managed investment schemes, nominee, and custody services.

RG 148 applies to businesses providing these services. It clarifies how these services fit within the regulatory framework. It helps businesses understand their obligations under the Corporations Act. The guide was issued on 19 February 2024.

Why it matters

If your business offers these services, understand this guide. It ensures you meet your legal responsibilities. This can reduce compliance risks and protect your customers.

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AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-148-platforms-that-are-managed-investment-schemes-and-nominee-and-custody-services/. Rules Mate indexes + summarises; always verify against the regulator's live publication.