Rules Mate

RG 15

Enforcement action: No undertakings (withdrawn)

This regulatory guide was withdrawn on 9 May 2023.

In plain English

This guide, now withdrawn, explained ASIC’s approach to enforcement actions without requiring undertakings from companies.

RG 15 explained ASIC’s approach when taking enforcement action. It covered situations where ASIC didn't require undertakings from companies. This guide was withdrawn on 9 May 2023. It no longer applies.

aclgovernancebreach-reportingconsumer-protection

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-15-enforcement-action-no-undertakings-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.