Rules Mate

RG 150

Electronic applications and dealer personalised applications (withdrawn)

This regulatory guide has been withdrawn. See now RG 107 Fundraising: Facilitating electronic offers of securities.

In plain English

This regulatory guide has been withdrawn and is replaced by RG 107. It covers fundraising through electronic offers of securities.

RG 150 is withdrawn. It previously covered electronic applications and dealer personalised applications. Now, see RG 107 Fundraising: Facilitating electronic offers of securities. This guide applies to businesses offering securities electronically. It does not have a commencement or revision date.

Why it matters

If you offer securities electronically, RG 150 no longer applies. Ensure you comply with RG 107 to avoid potential issues. Review your processes to align with current fundraising requirements.

afslaclfundraisingfinancial-adviceadvertising

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-150-electronic-applications-and-dealer-personalised-applications-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.