RG 161
Share and interest sale facilities
Issued 6 March 2018. This guide is for companies and responsible entities, operators of their registries, and intermediaries involved in the operation of share and interest sale facilities and related purchase facilities.
In plain English
This guide explains rules for share and interest sale facilities, and related purchase facilities.
RG 161 applies to companies, responsible entities, registry operators, and intermediaries. It covers the operation of share and interest sale facilities. The guide was issued on 6 March 2018. It provides guidance on how to comply with the Corporations Act.
Why it matters
If your business operates a share or interest sale facility, this guide helps you understand your legal obligations. Following the guidance reduces compliance risk and protects investors.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-161-share-and-interest-sale-facilities/. Rules Mate indexes + summarises; always verify against the regulator's live publication.