Rules Mate

RG 164

Licensing: Organisational capacities (withdrawn)

This regulatory guide has been withdrawn. See now RG 104 Licensing Meeting the general obligations and RG 105 Licensing: Organisational competence.

In plain English

This regulatory guide has been withdrawn and is replaced by RG 104 and RG 105.

RG 164 has been withdrawn. It previously covered organisational capacities for Australian Financial Services (AFS) licensees. Now refer to RG 104, which covers general licensing obligations, and RG 105, which covers organisational competence. These guides apply to AFS licensees.

Why it matters

ASIC expects AFS licensees to meet organisational competence requirements. Review RG 104 and RG 105 to ensure your business meets these obligations and avoids potential compliance issues.

afslfinancial-advicegovernanceaml-ctfconduct

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-164-licensing-organisational-capacities-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.