RG 166
AFS licensing: Financial requirements
Issued 7 September 2023. This guide sets out the financial requirements you must meet as the holder of an Australian financial services (AFS) licence.
In plain English
This guide explains the financial requirements for businesses with an Australian Financial Services (AFS) licence.
RG 166 applies to businesses holding an AFS licence. It details the financial requirements you must meet. This includes maintaining adequate capital. The guide was issued on 7 September 2023.
Why it matters
AFS licensees need to ensure they meet these financial requirements. Failing to do so can impact their ability to operate. This guide helps you understand your obligations and maintain a strong financial position.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-166-afs-licensing-financial-requirements/. Rules Mate indexes + summarises; always verify against the regulator's live publication.