RG 172
Financial markets: Domestic and overseas operators
Issued 2 August 2022. This guide provides guidance about the licensing regime and regulatory obligations for operators of financial markets.
In plain English
This guide explains licensing and rules for businesses running financial markets in Australia, both domestic and overseas.
RG 172 applies to operators of financial markets. It provides guidance on licensing requirements and regulatory obligations. The guide was issued on 2 August 2022. It helps businesses understand their responsibilities when operating a financial market.
Why it matters
If your business operates a financial market, this guide is important. It clarifies your licensing and regulatory duties. Ensure your operations align with ASIC's expectations to avoid potential issues.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-172-financial-markets-domestic-and-overseas-operators/. Rules Mate indexes + summarises; always verify against the regulator's live publication.