RG 172

Financial markets: Domestic and overseas operators

Issued 2 August 2022. This guide provides guidance about the licensing regime and regulatory obligations for operators of financial markets.

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-172-financial-markets-domestic-and-overseas-operators/. Rules Mate indexes + summarises; always verify against the regulator's live publication.