Rules Mate

RG 173

Disclosure for on-sale of securities and other financial products

Issued 17 March 2016. This guide is for listed companies and listed managed investment schemes.

In plain English

This guide explains disclosure requirements when selling securities and other financial products.

RG 173 applies to listed companies and listed managed investment schemes. It details disclosure obligations when offering securities or financial products for sale. The guide was issued on 17 March 2016. It helps ensure investors receive clear and accurate information.

Why it matters

If your business is a listed company or managed investment scheme, understand your disclosure obligations. This helps build trust with investors and avoid potential regulatory issues. Ensure your disclosures are clear and compliant.

aclconsumer-protectionfinancial-advicegovernanceadvertising

AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-173-disclosure-for-on-sale-of-securities-and-other-financial-products/. Rules Mate indexes + summarises; always verify against the regulator's live publication.