RG 175

AFS licensing: Financial product advisers—Conduct and disclosure

Issued 21 November 2024. This guide is for persons who provide financial product advice to retail clients, and their professional advisers (such as lawyers).

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-175-afs-licensing-financial-product-advisers-conduct-and-disclosure/. Rules Mate indexes + summarises; always verify against the regulator's live publication.