RG 175
AFS licensing: Financial product advisers—Conduct and disclosure
Issued 21 November 2024. This guide is for persons who provide financial product advice to retail clients, and their professional advisers (such as lawyers).
In plain English
This guide explains how financial product advisers must act and what they must disclose when giving advice.
RG 175 applies to people providing financial product advice to retail clients, and their professional advisors. It covers conduct and disclosure requirements. The guide was issued on 21 November 2024. It helps ensure advisers act fairly and transparently.
Why it matters
Financial advisers need to understand these rules to avoid compliance issues. This guide clarifies expectations for providing advice and disclosing relevant information to clients.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-175-afs-licensing-financial-product-advisers-conduct-and-disclosure/. Rules Mate indexes + summarises; always verify against the regulator's live publication.