RG 176

Foreign financial services providers

Issued 10 March 2020. This guide is for foreign financial services providers (FFSPs) that wish to provide financial services to wholesale clients or professional investors in Australia.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-176-foreign-financial-services-providers/. Rules Mate indexes + summarises; always verify against the regulator's live publication.