RG 181
Licensing: Managing conflicts of interest
Issued 30 August 2004. This guide sets out:.
In plain English
This guide explains how financial services licensees must manage conflicts of interest to protect clients.
RG 181 applies to Australian Financial Services (AFS) licensees. It was issued on 30 August 2004. It outlines how licensees must identify, manage, and disclose conflicts of interest. This includes having an internal dispute resolution process. The guide helps licensees meet their obligations under the Corporations Act.
Why it matters
If you're an AFS licensee, you must actively manage conflicts. Failing to do so can harm clients and damage your business's reputation. This guide provides a framework to ensure you're acting in your clients' best interests.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-181-licensing-managing-conflicts-of-interest/. Rules Mate indexes + summarises; always verify against the regulator's live publication.