RG 183
Approval of financial services sector codes of conduct
Issued 1 March 2013. This guide is for:.
In plain English
RG 183 explains how ASIC approves codes of conduct for the financial services industry.
RG 183 was issued on 1 March 2013. It details ASIC’s process for approving codes of conduct. These codes are developed by industry groups. They aim to improve standards and practices. The guide outlines requirements for codes seeking ASIC approval. It covers content, governance, and enforcement.
Why it matters
If your business is part of a financial services code of conduct, understand how ASIC approves it. This ensures the code is effective and credible. It can impact your compliance obligations.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-183-approval-of-financial-services-sector-codes-of-conduct/. Rules Mate indexes + summarises; always verify against the regulator's live publication.