RG 197
Warrants: Out-of-use notices
Issued 4 November 2008. This guide is for issuers of warrants offered under a Product Disclosure Statement (PDS) or Supplementary PDS covering two or more warrant products.
In plain English
This guide explains how to issue out-of-use notices for warrants sold under a PDS.
RG 197 applies to issuers of warrants covered by a PDS or Supplementary PDS for multiple warrant products. It details requirements for issuing out-of-use notices. The guide was issued on 4 November 2008.
Why it matters
If you issue warrants, this guide helps you communicate changes to investors. Following ASIC’s guidance reduces compliance risk and ensures investors are informed about warrant status.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-197-warrants-out-of-use-notices/. Rules Mate indexes + summarises; always verify against the regulator's live publication.