RG 20
Disclosure of convictions and proceedings (withdrawn)
This regulatory guide was withdrawn on 15 August 2023.
In plain English
This guide, now withdrawn, covered when financial services licensees needed to disclose convictions and legal proceedings.
RG 20 has been withdrawn. It previously provided guidance to financial services licensees. It explained when they needed to disclose convictions and legal proceedings. The guide was withdrawn on 15 August 2023.
financial-advicegovernancecompliance
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-20-disclosure-of-convictions-and-proceedings-withdrawn/. Rules Mate indexes + summarises; always verify against the regulator's live publication.