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RG 214

Guidance on ASIC market integrity rules for ASX and ASX 24 markets

Issued 20 November 2015. This regulatory guide was superseded on 4 May 2018 by RG 265 and RG 266.

In plain English

This guide explains ASIC's market integrity rules for trading on the ASX and ASX 24 markets.

RG 214 was issued on 20 November 2015. It was superseded by RG 265 and RG 266 on 4 May 2018. It provides guidance on ASIC’s market integrity rules. These rules apply to market operators, participants, and other entities involved in trading.

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Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-214-guidance-on-asic-market-integrity-rules-for-asx-and-asx-24-markets/. Rules Mate indexes + summarises; always verify against the regulator's live publication.