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RG 215

Guidance on ASIC market integrity rules for IMB, NSXA and SIM VSE markets

Issued 20 November 2015. This regulatory guide was superseded on 4 May 2018 by RG 265.

In plain English

This guide explains ASIC’s market integrity rules for smaller stock exchanges and firms.

RG 215 was issued on 20 November 2015 and superseded on 4 May 2018. It provides guidance to participants in the IMB, NSXA, and SIM VSE markets. It covers rules relating to market manipulation, insider trading, and other market integrity issues. It applies to firms and individuals operating within these markets.

Why it matters

If your business operates on a smaller stock exchange, this guide helps you understand and meet your obligations. Compliance reduces legal and reputational risks, ensuring fair market practices.

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Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-215-guidance-on-asic-market-integrity-rules-for-imb-nsxa-and-sim-vse-markets/. Rules Mate indexes + summarises; always verify against the regulator's live publication.