RG 216
Markets Disciplinary Panel
Issued 21 January 2021. This guide is for those who are subject to the market integrity rules—principally, market participants.
In plain English
This guide explains how the Markets Disciplinary Panel makes decisions about market integrity rule breaches.
RG 216 applies to those subject to market integrity rules, mainly market participants. It outlines the Panel's processes for investigating and resolving breaches. The guide was issued on 21 January 2021.
Why it matters
If your business participates in financial markets, understand this guide. It clarifies how the ASIC Markets Disciplinary Panel operates and resolves rule breaches, impacting your business’s compliance.
AI-assisted summary, grounded in the source link below. Generated 2026-05-23 via gemma3:12b.
Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-216-markets-disciplinary-panel/. Rules Mate indexes + summarises; always verify against the regulator's live publication.