RG 216

Markets Disciplinary Panel

Issued 21 January 2021. This guide is for those who are subject to the market integrity rules—principally, market participants.

Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-216-markets-disciplinary-panel/. Rules Mate indexes + summarises; always verify against the regulator's live publication.