RG 222

Substantial holding disclosure: Securities lending and prime broking

Issued 15 April 2011. This guide is for persons who engage in securities lending and prime broking activities.

Issuing regulator

ASIC

Topics


Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-222-substantial-holding-disclosure-securities-lending-and-prime-broking/. Rules Mate indexes + summarises; always verify against the regulator's live publication.