RG 222
Substantial holding disclosure: Securities lending and prime broking
Issued 15 April 2011. This guide is for persons who engage in securities lending and prime broking activities.
In plain English
This guide explains substantial holding disclosure rules for securities lending and prime broking activities.
RG 222 applies to people involved in securities lending and prime broking. It clarifies how these activities affect substantial holding disclosure obligations. The guide was issued on 15 April 2011 and remains current.
Why it matters
If your business lends securities or provides prime broking services, understand your disclosure obligations. Failing to do so could impact your compliance with ASIC’s requirements.
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Issuing regulator
ASIC →Topics
Source: https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-222-substantial-holding-disclosure-securities-lending-and-prime-broking/. Rules Mate indexes + summarises; always verify against the regulator's live publication.